pFedGPT: Hierarchically Optimizing LoRA Aggregation Weights for Personalized Federated GPT Models

AbstractFederated finetuning of Large Language Models (LLMs) using Low-Rank Adaptation (LoRA) offers computational efficiency and preserves data privacy. However, applying LoRA in federated settings faces significant challenges: standard approaches struggle with data heterogeneity, and existing personalization techniques fail to precisely adapt shared global knowledge to individual client needs. To address these issues, we propose pFedGPT, a framework that leverages Hierarchical Bayesian Optimization (HBO) for fine-grained, personalized LoRA aggregation. pFedGPT intelligently partitions LoRA parameters based on model structure and client information, then employs HBO to hierarchically search for optimal, module-specific weights. This enables a nuanced integration of the downloaded global LoRA state with each client’s local model, precisely capturing client-specific requirements. To manage the optimization cost inherent in HBO, pFedGPT incorporates efficient multi-fidelity evaluations and a curriculum learning strategy. Extensive experiments demonstrate that pFedGPT achieves state-of-the-art (SOTA) performance on personalized FL benchmarks, showcasing robustness and scalability while introducing only minimal (approx. 4%) additional optimization overhead. Our results also underscore the limitations of traditional FL methods for LoRA-based LLM personalization, highlighting the need for tailored approaches like pFedGPT.