Intra-Class Unbiased Prototype Aggregation and Classifier Collaboration for Personalized Federated Learning

Abstract Prototype-based personalized federated learning methods have emerged as a promising strategy due to their ability to represent client-specific class characteristics effectively through learned class prototypes. These prototypes capture salient features of client-local data, facilitating personalized model adaptation. However, existing prototype-based aggregation strategies predominantly rely on weighted averaging, implicitly assuming prototype consistency across clients. This assumption neglects the intrinsic heterogeneity and non-independent and identically distributed (non-IID) nature of client data, compelling diverse local prototypes to align toward a singular global prototype and consequently causing significant aggregation bias. Motivated by observations from intra-class feature saliency analysis, we identify that clients inherently emphasize distinct feature regions even for the same class. To leverage this intra-class diversity, we introduce FedIC, a novel prototype clustering and collaborative classifier optimization approach. Specifically, FedIC first clusters prototypes based on intra-class similarity to form intra-class prototype subspaces, ensuring that aggregation occurs exclusively within each cluster, thus eliminating the bias stemming from forced global unification. To further exploit the benefits of intra-cluster collaboration, we quantify the combined predictive gains of classifiers from clients within the same cluster as a function of classifier combination weights. This targeted aggregation and collaborative optimization strategy effectively circumvents the bias introduced by global alignment. Extensive experiments under various non-IID settings show that FedIC significantly outperforms existing Prototype-based and Clustered PFL Methods.